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CAP 571AH SECURITIES AND FUTURES (OFFENCES AND PENALTIES) REGULATION


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(Cap 571, section 398(6)) [1 April 2003] L.N. 12 of 2003 (L.N. 230 of 2002) Cap 571AH s 1 (Omitted as spent) (Omitted as spent) Cap 571AH s 2 Offences Any person who, without reasonable excuse, contravenes a provision specified in column 2 of the Schedule commits an offence and is liable on conviction to the penalty specified in column 3 of that Schedule opposite the reference to that provision. Cap 571AH SCHEDULE [section 2] Item Specified provision Specified penalty 1. Section 3(1) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U) A fine at level 5 2. Section 4(1) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U) A fine at level 6 3. Section 4(2) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U) A fine at level 6 4. Section 4(3) of the Securities and Futures (Miscellaneous) Rules (Cap 571 sub. leg. U) A fine at level 6

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