(Cap 571, section 35(1)) [1 April 2003] L.N. 12 of 2003 (L.N. 220 of 2002) Cap 571Y s 1 (Omitted as spent) (Omitted as spent) Cap 571Y s 2 Interpretation (1) In these Rules, unless the context otherwise requires- "Listing Rules" (《上市规则》) means the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited made by the Stock Exchange Company; "prescribed limit" (订明上限), in relation to a futures contract or a stock options contract, means the limit on the number of contracts prescribed for it under section 5; "reportable position" (须申报的持仓量) means an open position in futures contracts or stock options contracts the number of which is- (a) in the case of a futures contract specified in column 2 of Schedule 1, in excess of that specified opposite to it in column 4 of that Schedule; and (b) in the case of a stock options contract specified in column 2 of Schedule 2, in excess of that specified opposite to it in column 4 of that Schedule;"reporting day" (申报日) means a day other than- (a) a public holiday; (b) a Saturday; and (c) a gale warning day or a black rainstorm warning day as defined in section 71(2) of the Interpretation and General Clauses Ordinance (Cap 1).(2) For the purposes of these Rules, a reference to control, in relation to futures contracts or stock options contracts, shall be construed as a reference to control of such futures contracts or stock options contracts, either directly or indirectly. Cap 571Y s 3 Application These Rules apply to futures contracts and stock options contracts that are traded through the facilities of a recognized exchange company in accordance with the rules of the recognized exchange company. Cap 571Y s 4 Restrictions on number of contracts held or controlled (1) No person, other than a person referred to in subsections (2) and (4), may hold or control futures contracts or stock options contracts in excess of the prescribed limit. (2) A person specified in subsection (3) may be authorized under the rules of the recognized exchange company concerned to hold or control futures contracts or stock options contracts in excess of the prescribed limit. (3) A person who may be authorized for the purposes of subsection (2) is- (a) a person registered with the Futures Exchange Company for the purpose of performing market making or liquidity providing activities in respect of futures contracts in accordance with its rules; (b) a person registered with the Stock Exchange Company for the purpose of performing market making or liquidity providing activities in respect of stock options contracts in accordance with its rules; (c) an issuer of securities listed under Chapter 15A of the Listing Rules who holds or controls futures contracts or stock options contracts in the course of hedging the risks of positions previously acquired in such listed securities for the purpose of performing liquidity providing activities in respect of such listed securities; or (d) a related corporation of an issuer of securities listed under Chapter 15A of the Listing Rules, where the related corporation holds or controls futures contracts or stock options contracts in the course of hedging the risks of positions previously acquired in such listed securities for the purpose of performing liquidity providing activities in respect of such listed securities.(4) A person, other than a person who may be authorized under subsection (3), may hold or control futures contracts or stock options contracts in excess of the prescribed limit if- (a) such person is able to satisfy the Commission that special circumstances exist which warrant the person holding or controlling the futures contracts or the stock options contracts in excess of the prescribed limit; (b) the Commission is satisfied that the excess would not be prejudicial to the interest of the investing public having regard to the prescribed limit and the liquidity of the futures contracts or the stock options contracts in question; and (c) the Commission has given the person notice in writing that it is satisfied of the matters referred to in paragraphs (a) and (b). Cap 571Y s 5 Prescribed limits For the purposes of section 4(1), the limit on the number of contracts that may be held or controlled is- (a) in the case of a futures contract specified in column 2 of Schedule 1, that specified opposite to it in column 3 of that Schedule; and (b) in the case of a stock options contract specified in column 2 of Schedule 2, that specified opposite to it in column 3 of that Schedule. Cap 571Y s 6 Notice of reportable positions (1) Any person who holds or controls a reportable position shall lodge a notice in writing of that reportable position with the recognized exchange company concerned within one reporting day following- (a) the day on which the person first holds or controls that reportable position; and (b) each succeeding day on which the person continues to hold or control that reportable position.(2) A notice referred to in subsection (1) shall be accompanied by the following information- (a) the number of futures contracts or stock options contracts held or controlled by the person in respect of the reportable position in each relevant contract month; and (b) if the reportable position is held or controlled for another person— (i) the identity of that person; and (ii) the number of futures contracts or stock options contracts held or controlled for such person in respect of the reportable position in each relevant contract month. (L.N. 35 of 2004) Cap 571Y s 7 Compliance by certain persons (1) In their application to a person holding or controlling futures contracts or stock options contracts for any other person, the prescribed limits and reportable positions apply separately to any futures contracts or stock options contracts held or controlled by the first person— (a) for his own account; and (b) for each other person.(2) For the purposes of subsection (1), a person shall not be regarded as holding or controlling futures contracts or stock options contracts for another person if he has discretion in relation to those futures contracts or stock options contracts. (3) For the purposes of subsection (2), a person shall be regarded as having discretion in relation to futures contracts or stock options contracts he holds or controls for another person if— (a) he may originate orders to acquire or dispose of any of the futures contracts or stock options contracts under a general authorization from the other person, whether the authorization is pursuant to a written agreement, power of attorney or otherwise; and (b) such authorization enables the first person to make specific acquisitions or disposals without requiring further consent or instruction from the other person. (L.N. 35 of 2004) Cap 571Y s 8 Penalties Any person who, without reasonable excuse, fails to comply with section 4(1) or 6 commits an offence and is liable- (a) on conviction on indictment to a fine at level 6 and to imprisonment for 2 years; or (b) on summary conviction to a fine at level 3 and to imprisonment for 6 months. Cap 571Y Sched 1 PRESCRIBED LIMIT AND REPORTING LEVEL FOR FUTURES CONTRACTS [sections 2(1) & 5(a)] Item Futures contract Prescribed limit Reporting level 1. HSBC Holdings Plc stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 2. CITIC Pacific Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 3. Cheung Kong (Holdings) Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 4. Swire Pacific Ltd. 'A' stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 5. CLP Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 6. China Resources Enterprise, Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 7. Hang Seng Bank Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 8. Henderson Land Development Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 9. Hopewell Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 10. Hutchison Whampoa Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 11. New World Development Co., Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 12. Shanghai Industrial Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 13. Sun Hung Kai Properties Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 14. The Wharf (Holdings) Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 15. Hang Seng China-Affiliated Corporations Index futures contract 10000 open contracts for any one contract month 500 open contracts for any one contract month 16. Hang Seng China-Affiliated Corporations Index options contract 10000 open contracts for any one contract month 500 open contracts for any one contract month 17. Three-Month Hong Kong Interbank Offered Rate futures contract Nil 1000 open contracts for any one contract month; 4000 open contracts for all contract months 18. COSCO Pacific Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 19. The Hong Kong & China Gas Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 20. Hongkong Electric Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 21. China Mobile (Hong Kong) Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 22. HKFE Taiwan Index futures contract Nil 500 open contracts for any one contract month 23. HKFE Taiwan Index options contract Nil 500 open contracts for any one series 24. Hang Seng 100 futures contract Nil 500 open contracts for any one contract month 25. Hang Seng 100 options contract Nil 500 open contracts for any one series 26. One-Month Hong Kong Interbank Offered Rate futures contract Nil 1000 open contracts for any one contract month; 4000 open contracts for all contract months 27. Hang Seng Index futures and options contracts, and Mini-Hang Seng Index futures contracts and options contracts 10000 long or short position delta limit for all contract months combined, provided the position delta for the Mini-Hang Seng Index futures contracts or Mini-Hang Seng Index options contracts shall not at any time exceed 2000 long or short for all contract months combined 500 open Hang Seng Index futures contracts for any one contract month; 500 open Hang Seng Index options contracts for any one series; 2500 open Mini-Hang Seng Index futures contracts for any one contract month and 2500 open Mini-Hang Seng Index options contracts for any one series 28. Hang Seng Finance Sub-Index futures contracts 300 open contracts for any one contract month 50 open contracts for any one contract month 29. Hang Seng Utilities Sub-Index futures contracts 300 open contracts for any one contract month 50 open contracts for any one contract month 30. Hang Seng Commerce and Industry Sub-Index futures contracts 300 open contracts for any one contract month 50 open contracts for any one contract month 31. Hang Seng Properties Sub-Index futures contracts 250 open contracts for any one contract month 50 open contracts for any one contract month 32. Hang Seng Properties Sub-Index options contracts 250 open contracts for any one series 50 open contracts for any one series 33. Hang Seng China Enterprises Index futures contracts 6000 open contracts for any one contract month 500 open contracts for any one contract month 34. Hang Seng China Enterprises Index options contracts 6000 open contracts for any one series 500 open contracts for any one series 35. PCCW Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 36. The Bank of East Asia Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 37. Lenovo Group Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 38. (Repealed L.N. 66 of 2004) 39. (Repealed L.N. 66 of 2004) 40. Hang Lung Properties Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 41. Cathay Pacific Airways Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 42. Cheung Kong Infrastructure Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 43. China Merchants Holdings (International) Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 44. China Petroleum & Chemical Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 45. China Unicom Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 46. Dah Sing Financial Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 47. Guoco Group Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 48. Hang Lung Group Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 49. Henderson Investment Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 50. Hong Kong Exchanges and Clearing Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 51. Hysan Development Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 52. Johnson Electric Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 53. Li & Fung Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 54. MTR Corporation Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 55. PetroChina Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 56. Shangri-La Asia Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 57. Sino Land Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 58. SCMP Group Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 59. Television Broadcasts Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 60. Wheelock and Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 61. Wing Hang Bank, Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 62. Yue Yuen Industrial (Holdings) Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 63. Cisco System Incorporated stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 64. IBM Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 65. Intel Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 66. Microsoft Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 67. Oracle Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 68. NTT DoCoMo Incorporated stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 69. Sony Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 70. Nippon Telegraph & Telephone Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 71. Fujitsu Limited stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 72. Toyota Motor Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 73. Korea Electric Power Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 74. KT Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 75. Samsung Electronics Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 76. SK Telecom Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 77. Kookmin Bank stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 78. Mosel Vitelic Incorporated stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 79. Ritek Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 80. Taiwan Semiconductor Manufacturing Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 81. United Micro Electronics Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 82. Winbond Electronics Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 83. Options on Cisco System Incorporated stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 84. Options on IBM Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 85. Options on Intel Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 86. Options on Microsoft Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 87. Options on Oracle Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 88. Options on NTT DoCoMo Incorporated stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 89. Options on Sony Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 90. Options on Nippon Telegraph & Telephone Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 91. Options on Fujitsu Limited stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 92. Options on Toyota Motor Corporation stock futures contract 50000 open contracts for any one contract month 10000 open contracts for any one contract month 93. Options on Korea Electric Power Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 94. Options on KT Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 95. Options on Samsung Electronics Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 96. Options on SK Telecom Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 97. Options on Kookmin Bank stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 98. Options on Mosel Vitelic Incorporated stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 99. Options on Ritek Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 100. Options on Taiwan Semiconductor Manufacturing Company Limited stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 101. Options on United Micro Electronics Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 102. Options on Winbond Electronics Corporation stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 103. Dow Jones Industrial Average futures contract 20000 open contracts for any one contract month 1000 open contracts for any one contract month 104. Dow Jones Industrial Average options contract 20000 open contracts for any one series 1000 open contracts for any one series 105. Three Year Exchange Fund Note (EFN) futures contract 5000 open contracts for any one contract month except that the limit for the spot month contract during the last 6 trading days is 1000 open contracts 1000 open contracts for any one contract month except that the reportable position for the spot month contract during the last 6 trading days is 200 open contracts 106. CNOOC Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 107. Huaneng Power International, Inc. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 108. BOC Hong Kong (Holdings) Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 109. Denway Motors Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 110. Esprit Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 111. The Kowloon Motor Bus Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 112. Aluminum Corporation of China Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 113. ASM Pacific Technology Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 114. Beijing Datang Power Generation Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 115. Brilliance China Automotive Holdings Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 116. China Life Insurance Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 117. China Shipping Development Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 118. China Telecom Corporation Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 119. Kerry Properties Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 120. PICC Property and Casualty Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 121. Sinotrans Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 122. Standard Chartered Plc. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 123. Techtronic Industries Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 124. Tingyi (Cayman Islands) Holdings Corp. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 125. Yanzhou Coal Mining Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month 126. Zhejiang Expressway Co. Ltd. stock futures contract 5000 open contracts for any one contract month 1000 open contracts for any one contract month (L.N. 84 of 2003; L.N. 221 of 2003; L.N. 66 of 2004) Cap 571Y Sched 2 PRESCRIBED LIMIT AND REPORTING LEVEL FOR STOCK OPTIONS CONTRACTS [sections 2(1) & 5(b)] Item Stock options contract Prescribed limit Reporting level 1. HSBC Holdings Plc stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 2. Cheung Kong (Holdings) Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 3. CITIC Pacific Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 4. Swire Pacific Ltd. 'A' stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 5. CLP Holdings Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 6. Henderson Land Development Co. Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 7. Hutchison Whampoa Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 8. Sun Hung Kai Properties Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 9. Hopewell Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 10. Hang Lung Properties Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 11. The Bank of East Asia Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 12. Hang Seng Bank Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 13. Hongkong Electric Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 14. The Hong Kong & China Gas Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 15. Hysan Development Co. Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 16. New World Development Co., Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 17. The Wharf (Holdings) Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 18. Wheelock and Co. Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 19. Cathay Pacific Airways Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 20. Hang Lung Group Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 21. Henderson Investment Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 22. Johnson Electric Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 23. Shangri-La Asia Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 24. Sino Land Co. Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 25. SCMP Group Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 26. Television Broadcasts Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 27. Cheung Kong Infrastructure Holdings Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 28. China Resources Enterprise, Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 29. COSCO Pacific Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 30. Shanghai Industrial Holdings Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 31. China Merchants Holdings (International) Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 32. China Mobile (Hong Kong) Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 33. Tracker Fund of Hong Kong stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 34. Lenovo Group Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 35. PCCW Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 36. China Petroleum & Chemical Corporation stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 37. China Unicom Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 38. Dah Sing Financial Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 39. Guoco Group Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 40. Hong Kong Exchanges Clearing Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 41. Li & Fung Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 42. MTR Corporation Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 43. PetroChina Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 44. Wing Hang Bank, Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 45. Yue Yuen Industrial (Holdings) Ltd. stock options contract 5000 contracts in any one expiry month 1000 contracts in any one expiry month 46. CNOOC Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 47. Huaneng Power International, Inc. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 48. BOC Hong Kong (Holdings) Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 49. Denway Motors Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 50. Esprit Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 51. The Kowloon Motor Bus Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 52. Aluminum Corporation of China Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 53. ASM Pacific Technology Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 54. Beijing Datang Power Generation Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 55. Brilliance China Automotive Holdings Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 56. China Life Insurance Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 57. China Shipping Development Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 58. China Telecom Corporation Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 59. Kerry Properties Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 60. PICC Property and Casualty Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 61. Sinotrans Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 62. Standard Chartered Plc. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 63. Techtronic Industries Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 64. Tingyi (Cayman Islands) Holdings Corp. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 65. Yanzhou Coal Mining Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month 66. Zhejiang Expressway Co. Ltd. stock options contract 25000 contracts in any one expiry month 5000 contracts in any one expiry month (L.N. 84 of 2003; L.N. 66 of 2004)
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